CD
CD

Carol Doyle

11 Years of Experience
Florham Park, NJ
Broker

Carol Doyle is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Florham Park, NJ, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

100 Campus Dr, Florham Park, NJ, 07932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2018 - Present · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2018 - Present · 8 yrs 2 mos
Previous Registrations
Next Financial Group, INC.
April 2018 - June 2018 · 2 mos
Next Financial Group, INC.Broker
April 2018 - June 2018 · 2 mos
AXA Advisors, LLCBroker
May 2017 - April 2018 · 11 mos
AXA Advisors, LLC
May 2017 - April 2018 · 11 mos
AXA Advisors, LLC
March 2014 - August 2016 · 2 yrs 5 mos
AXA Advisors, LLCBroker
December 2013 - August 2016 · 2 yrs 8 mos
State Registrations44 states
AKAZCACOCTDCDEFLGAHIIDILINLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.