Ronald Hochstein
Ronald Hochstein is a CFP, ChFC-designated registered investment advisor at Silver Oak Securities, INC., based in Richmond, VA, with 46 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
4205 Dover Road, Richmond, VA, 23221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald is an investment advisor with Comprehensive Financial Planning Corporation, spending nearly full-time meeting with clients. He also works as an insurance agent through Comprehensive Financial Insurance Services, Inc., dedicating minimal time to insurance sales and service.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Highstone Group
Previous Registrations
Securities Service Network, LLCBroker
Highstone Group
Securities America, INC.Broker
Fsc Securities CorporationBroker
Washington National Equity CompanyBroker
Hibbard-Beck, INC.Broker
Integrated Resources Equity CorporationBroker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations23 states
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