James Keenan
James Keenan is a registered investment advisor at Keenan Private Wealth Management, based in New York, NY, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 8 clients with $7.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
KPWM participates in the BNY Advisors Managed 360® Program. Clients in this program pay an all-inclusive fee to BNY Advisors, which includes charges for the activities of the Managers, BNY Advisors’ advisory services, custody and clearing of transactions, and account reporting. KPWM also charges an investment advisory consulting fee ranging from 1% to 2% of assets under management.
KPWM also offers investment management services. The annual fees for these services range from 1% to 2% of the assets managed. Fees are billed quarterly, in advance.
Location
535 5th Ave, 4th Floor, New York, NY, 10017
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Regulatory History (3)
Customer Dispute
July 1993Customer Dispute
March 1991Customer Dispute
December 1990Employment History
Current Registrations
Keenan Private Wealth Management
Previous Registrations
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
Shearson Loeb Rhoades INC.Broker
Bache Halsey Stuart Shields IncorporatedBroker
Brodis Galant SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.