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CE

Charles John Ehnot

Supreme Alliance LLC
44 Years of Experience
13 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningInvestment Management
Supreme Alliance LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
78 clients
Average Client Portfolio
$234K average
Assets Under Management
$18.3M

Fee Structure

Minimum Investment:$25K

Location

14804 Resolves Lane, Charlotte, NC, 28277

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History

Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2025
Judgment / Lien
June 2018
Customer Dispute
March 2017
Settled
Customer Dispute
June 2015
Settled
Customer Dispute
November 2008
Denied
Customer Dispute
August 2006
Settled
Customer Dispute
July 2006
Settled
Customer Dispute
February 2005
Settled
Customer Dispute
February 2002
Settled
Customer Dispute
April 2001
Settled
Customer Dispute
June 1994
Settled
Customer Dispute
October 1993
Settled
Customer Dispute
December 1992
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is a board member of the Sherwood Park Youth Association since 2004, dedicating a few hours per week to this role. This activity is not investment-related and he receives no compensation.

Employment History
Current Registrations
Supreme Alliance LLC
October 2019 - Present · 6 yrs 4 mos
Supreme Alliance LLC
September 2019 - Present · 6 yrs 5 mos
Supreme Alliance LLCBroker
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Cv Brokerage, INCBroker
March 2017 - May 2019 · 2 yrs 2 mos
L.M. Kohn & Company
February 2012 - January 2017 · 4 yrs 11 mos
L.M. Kohn & CompanyBroker
January 2012 - January 2017 · 5 yrs
Midsouth Capital, INC.Broker
February 2002 - January 2012 · 9 yrs 11 mos
First Union Securities, INC.Broker
October 1999 - February 2002 · 2 yrs 4 mos
First Union Capital Markets CORP.Broker
January 1998 - October 1999 · 1 yr 9 mos
First Montauk Securities CORP.Broker
March 1997 - November 1997 · 8 mos
Prudential Securities IncorporatedBroker
October 1979 - June 1996 · 16 yrs 8 mos
Elkins & CO.Broker
October 1979 - June 1982 · 2 yrs 8 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Charles John Ehnot - Financial Advisor | TrueAdvisor