Richard Bernstein
Richard Bernstein is a registered investment advisor at Cetera Investment Advisers LLC, based in Naples, FL, with 45 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Naples, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard works as a financial advisor for Totus Wealth Management and a managing director for Harbor Investment Management, both since 2025. He dedicates full-time hours to each role, providing financial services and planning.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Jw Charles Securities,inc.Broker
Jw Charles Securities, INC.Broker
Clayton Securities Services, INC.Broker
Berkshire Securities LTD INCBroker
Adams, Block & Coe Securities, INC.Broker
First Interregional Equity CORP.Broker
Gibraltar Securities CO.Broker
State Registrations15 states
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