AF
AF

Arthur Feld

46 Years of Experience
San Francisco, CA
2 DisclosuresBroker

Arthur Feld is a registered investment advisor at J.P. Morgan Securities LLC, based in San Francisco, CA, with 46 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
13547 advisors
Number of Clients
1,055,400 clients
Average Client Portfolio
$334K average
Assets Under Management
$352.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.45%
$250K - $500K1.30%
$500K - $1000K1.15%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10.0M - $15.0M0.55%
$15.0M - $25.0M0.50%
$25.0M - $50.0M0.40%
$50M+0.30%

The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

560 Mission Street, 24th Floor, San Francisco, CA, 94105

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Settled
Customer Dispute
February 2010
Denied
Other Business Activities

Arthur is an employee of both JPMorgan Securities and JPMorgan Bank since June 2018. As an employee of JPMorgan Bank, he can offer bank products and services, including deposit and credit products.

Employment History
Current Registrations
J.P. Morgan Securities LLC
August 2004 - Present · 21 yrs 9 mos
J.P. Morgan Securities LLC
August 1983 - Present · 42 yrs 9 mos
J.P. Morgan Securities LLCBroker
August 1983 - Present · 42 yrs 9 mos
Previous Registrations
J. B. Hanauer & CO.Broker
October 1979 - August 1983 · 3 yrs 10 mos
State Registrations34 states
AZCACOCTDCDEFLGAIAIDILMAMDMEMIMNMOMTNCNENHNJNVNYOHOKORPASDTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Feld - Financial Advisor | TrueAdvisor