Arthur Feld
Arthur Feld is a registered investment advisor at J.P. Morgan Securities LLC, based in Santa Monica, CA, with 46 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
Santa Monica, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2015Customer Dispute
February 2010Other Business Activities
Arthur is an employee of both JPMorgan Securities and JPMorgan Bank since June 2018. As an employee of JPMorgan Bank, he can offer bank products and services, including deposit and credit products.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
J. B. Hanauer & CO.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Tarius HagoodJ.P. Morgan Securities LLC
- Keith WilliamsJ.P. Morgan Securities LLC
- Elizabeth Greulich, CFPQuantum Financial Advisors, LLC
- Kittiwat Sripom, CFPFocus Partners Wealth, LLC
- Jason Bernstein, CFPStrategic Advisers LLC
- Scott Swanson, CFPQuantum Financial Advisors, LLC