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Robert Fox

46 Years of Experience
Bexley, OH
4 DisclosuresBroker

Robert Fox is a registered investment advisor at Thurston Springer Advisors, based in Bexley, OH, with 46 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,759 clients with $3.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
98 advisors
Number of Clients
6,759 clients
Average Client Portfolio
$544K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$25K

Thurston Springer uses third-party portfolio advisors, and clients pay a fee based on the third-party's fee schedule. Thurston Springer retains a portion of this fee. The overall advisory fee is negotiable. Clients will have some cash in their account to cover advisory fees. Clients may pay additional fees or expenses in a third-party advisory account, such as ticket charges, IRA fees, and wire fees.

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Location

Bexley, OH

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 1994
Final
Customer Dispute
April 1991
Award / Judgment
Customer Dispute
February 1990
Award / Judgment
Regulatory
May 1988
Final
Other Business Activities

Robert is a director of Lancaster Colony Corporation, dedicating a few hours per week, and president of FOX Foundation, Inc., dedicating minimal time. He is also a member of Blue Sky Investment Club and acts as a trustee for client accounts since 1989.

Employment History
Current Registrations
Thurston Springer Advisors
January 2023 - Present · 3 yrs 4 mos
Thurston, Springer, Miller, Herd & Titak, INC.
January 2023 - Present · 3 yrs 4 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
1914 Advisors
August 2019 - January 2023 · 3 yrs 5 mos
Boenning & Scattergood, INC.Broker
August 2019 - January 2023 · 3 yrs 5 mos
Cartwright Advisors LLC
June 2017 - August 2019 · 2 yrs 2 mos
Sweney Cartwright & CompanyBroker
November 2014 - August 2019 · 4 yrs 9 mos
Wells Fargo Advisors, LLC
January 2008 - November 2014 · 6 yrs 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - November 2014 · 6 yrs 10 mos
A. G. Edwards & Sons, INC.
December 2005 - January 2008 · 2 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
November 2005 - January 2008 · 2 yrs 2 mos
Advest, INC.Broker
June 1984 - December 2005 · 21 yrs 6 mos
Vercoe & Company, INC.Broker
November 1979 - June 1984 · 4 yrs 7 mos
State Registrations9 states
AZCAILINMANHOHPARI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Fox - Financial Advisor | TrueAdvisor