WM
CFA
WM
CFA
William Maxwell
31 Years of Experience
Rock Hall, MD
1 Disclosure
William Maxwell is a CFA-designated registered investment advisor at Maxwell Family Office, LLC, based in Rock Hall, MD, with 31 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 20 clients with $31M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
20 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$30.9M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2M+ | 0.65% |
Fees are negotiable for accounts over $2,000,000. There is a minimum fee of $2,000 per year which may be waived.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Rock Hall, MD
Get directionsHistory
Regulatory History (1)
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Regulatory
May 2023Final
Employment History
Current Registrations
Maxwell Family Office, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Osprey Capital Management, LLC
September 2009 - December 2016 · 7 yrs 3 mos
Incap Securities, INC.Broker
October 2002 - August 2003 · 10 mos
Conestoga Capital Advisors, LLC
August 2001 - November 2009 · 8 yrs 3 mos
Prime Solutions Securities, INC.Broker
November 1999 - December 2000 · 1 yr 1 mo
Key Investments INC.Broker
November 1993 - January 1998 · 4 yrs 2 mos
Chase Lincoln First Brokerage Services, INC.Broker
March 1986 - December 1991 · 5 yrs 9 mos
Citicorp Securities Company, INC.Broker
April 1979 - December 1981 · 2 yrs 8 mos
State Registrations1 state
MD
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.