Slocum, Gordon & Co. provides ongoing portfolio management services to individuals, high net worth individuals, pension plans, charitable organizations, corporations, and government entities. The firm creates customized investment portfolios based on each client's specific goals, time horizon, risk tolerance, and liquidity needs, monitoring and rebalancing the portfolio as market conditions and personal circumstances change. Investment recommendations generally include exchange-listed securities, over-the-counter securities, foreign issuers, municipal securities, mutual funds, and U.S. government securities, utilizing charting, fundamental, quantitative, and qualitative analysis alongside asset allocation and long- and short-term purchase strategies. Slocum, Gordon & Co. operates as a fiduciary under federal retirement plan rules when advising retirement accounts. The firm does not require a minimum account size.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5M+ | 0.50% |
Fees are negotiable on a client-by-client basis. In limited circumstances, a flat monthly fee may be charged.