Toth Financial provides investment management services on a discretionary basis. They invest client assets in the common stock of large-cap, US-based companies that have grown their earnings and revenues over time, using a "buy and hold" approach. Account supervision is based on the client's objectives. Toth Financial also manages a private pooled investment vehicle, the Toth Growth & Income Fund, LP.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $1.8M | 1.20% |
| $1.8M - $2.5M | 1.10% |
| $2.5M - $3.8M | 1.00% |
| $3.8M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.60% |
| $50.0M - $100.0M | 0.50% |
| $100M+ | 0.40% |
Management of portfolios with quarterly reporting will be charged 25% more than clients who elect Annual Reporting. 529 Plans, Limited Partnerships and Fixed Annuities will be charged at the annual rate of 0.10%. Stand-alone 529 plans (without an individual stock or mutual fund portfolio) will be charged a management fee of 1.00% per year. Employer Sponsored Qualified Plans – Passively Managed, will incur an annual fee between 0.25% and 0.75% annually, based on service level agreement. Clients who desire that Toth Financial make recommendations for their 401K accounts, held by their employers and not directly affiliated with Toth Financial, will be charged an annual rate of 0.15% (subject to a $250 fee minimum per account).