Thomas Toth
Thomas Toth is a registered investment advisor at Toth Financial Advisory CORP, based in Leesburg, VA, with 41 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 633 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $1.8M | 1.20% |
| $1.8M - $2.5M | 1.10% |
| $2.5M - $3.8M | 1.00% |
| $3.8M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.60% |
| $50.0M - $100.0M | 0.50% |
| $100M+ | 0.40% |
Management of portfolios with quarterly reporting will be charged 25% more than clients who elect Annual Reporting. 529 Plans, Limited Partnerships and Fixed Annuities will be charged at the annual rate of 0.10%. Stand-alone 529 plans (without an individual stock or mutual fund portfolio) will be charged a management fee of 1.00% per year. Employer Sponsored Qualified Plans – Passively Managed, will incur an annual fee between 0.25% and 0.75% annually, based on service level agreement. Clients who desire that Toth Financial make recommendations for their 401K accounts, held by their employers and not directly affiliated with Toth Financial, will be charged an annual rate of 0.15% (subject to a $250 fee minimum per account).
Fee Estimator
Location
608 South King Street, Suite 300, Leesburg, VA, 20175
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2002Regulatory
April 1992Other Business Activities
Thomas is a managing member of Loudoun Properties, LLC, formed to develop commercial buildings, dedicating minimal time. He is also a managing member of MTV Enterprises, LLC, formed to purchase aircraft for lease, also dedicating minimal time.
Employment History
Current Registrations
Toth Financial Advisory CORP
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Cadaret, Grant & CO., INC.Broker
Capitol Securities Management, INC.Broker
Washington Square Securities, INC.Broker
Capitol Securities Management, INC.Broker
Fsc Securities CorporationBroker
Derand Investment Corporation of AmericaBroker
Baker, Watts & CO.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.