Neville, Rodie & Shaw is an investment counseling firm that has been managing portfolios for clients since 1933. The firm builds customized, long-term portfolios using individual stocks, bonds, and cash equivalents, tailored to each client's specific financial goals, tax situation, and risk tolerance. Portfolios are managed either with direct trade authority or on a non-discretionary basis where trades require client approval. For clients with concentrated stock positions, Neville, Rodie & Shaw can arrange for an outside manager to implement options-based hedging strategies. The firm operates independently and is wholly owned by its active employees.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | 0.40% |
Certain relationships may be charged fixed fees or alternative schedules ranging from 0.20% to 1.45%. Fees are negotiable depending on relationship size and servicing requirements. Family accounts can be combined for fee calculation purposes.