L. Roy Papp & Associates provides customized investment management services primarily to high-net-worth individuals, families, trusts, estates, and retirement plans. The firm builds personalized portfolios using domestic stocks, bonds, exchange-traded funds, and mutual funds, tailoring allocations to each client's specific time horizon, risk tolerance, and cash flow needs. Using a growth-oriented investment style, L. Roy Papp & Associates focuses on companies with above-average potential for earnings growth and strong operating efficiency, holding investments for the long term. The firm also serves as investment adviser to a registered mutual fund. Clients work directly with assigned portfolio managers, and accounts are generally managed with the authority to make trades without asking first, though clients can place restrictions on certain securities.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $8.0M | 0.75% |
| $8M+ | 0.50% |
Fees may be waived or negotiated for employees, employees' family members, and certain other clients.