Windward Capital Management Company is a registered investment advisor based in Los Angeles, California, providing portfolio management services since 1996. Windward Capital Management Company builds tailored investment strategies using stocks, bonds, mutual funds, exchange-traded funds, and other securities, often utilizing model portfolios or third-party money managers. The firm manages accounts on a discretionary basis, meaning they make trading decisions on your behalf based on your financial goals, risk tolerance, and time horizon. In addition to individual wealth management, Windward Capital Management Company offers pension consulting services to employee benefit plans and sub-advisory services to other financial advisors. The team includes professionals who are also registered representatives of a broker-dealer and licensed insurance agents, allowing them to offer securities and insurance products outside of advisory services.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.75% |
Rates shown are for all-equity, balanced, or customized accounts. Fixed-income accounts have a separate schedule starting at 0.60% down to 0.30%. Fees are negotiable.