Occam Capital Management provides discretionary investment management and hourly investment consulting services to individuals, high net worth individuals, pensions, profit-sharing plans, trusts, and estates. Founded in 1998 and based in Pittsford, New York, the firm builds customized portfolios using a combination of top-down global economic analysis and bottom-up fundamental value stock selection, focusing on large-capitalization domestic and international equities, as well as investment-grade taxable and tax-exempt bonds. Occam Capital does not charge performance-based fees and does not participate in any wrap fee programs. While the firm does not prepare comprehensive financial plans as a standard service, limited complimentary reports for anticipated income needs can be provided upon request. The firm prefers a portfolio minimum of $200,000 for new client engagements, though this minimum can be waived under certain circumstances.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.75% |
Rates shown are for equity and balanced accounts. Fixed income accounts have a separate schedule: 0.60% on the first $1,000,000 and 0.50% in excess of $1,000,000. Fees are negotiable and can be waived under certain circumstances.