Osterweis Capital Management offers investment advice and wealth management services, including financial planning. They customize advice based on client objectives and financial situations. Their investment strategies are managed by internal teams focusing on core equity, small cap growth, and strategic income. The firm concentrates on securities traded on U.S. markets, with foreign securities playing a secondary role. They may also introduce eligible clients to non-public securities.
Fee Structure
Osterweis Capital Management's standard clients are charged a fee based on a percentage of their account's market value. This fee is payable quarterly, typically in advance. The fee does not include brokerage commissions or other related expenses. Fees may be reduced for portions of the account invested in municipal bonds.
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Core Equity, Small Cap Growth, and Balanced Portfolios (minimum account size $5 million):
- 1.25% per year on the first $10 million
- 1.00% per year on the next $15 million
- 0.75% per year on amounts in excess of $25 million
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Core Equity, Small Cap Growth, and Balanced Portfolios for Eleemosynary Accounts (minimum account size $5 million):
- 1.00% per year on the first $10 million
- 0.75% per year on the next $15 million
- 0.65% per year on amounts in excess of $25 million
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Strategic Income Portfolios (minimum account size $100 million):
- 0.75% per year
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Strategic Income Portfolios for Eleemosynary Accounts (minimum account size $100 million):
- 0.65% per year
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Small Cap Growth Portfolios for large Separately Managed Accounts (minimum account size $25 million):
- 0.95% per year on the first $25 million
- 0.85% per year on the next $25 million
- 0.75% per year on the next $50 million
- 0.65% per year on amounts in excess of $100 million
Osterweis Capital Management reserves the right to charge fees of up to 2.00% on accounts that do not meet the minimum account size generally required. They also reserve the right to negotiate fee breakpoints, rates and terms different from those set forth above for very large accounts or under any other circumstances they determine warrant a non-standard fee.