Gamboa Capital Management, Inc. has been in business since October 1995 and is principally owned by Marco Gamboa. The firm provides continuous investment advisory services, which include developing asset allocation strategies tailored to a client’s risk tolerance and financial goals, making specific investment recommendations, and placing trades directly in client accounts. Gamboa Capital Management also assists clients with setting up or transferring investment accounts, monitors portfolios, and provides quarterly reports. Clients have the ability to place restrictions on investing in certain securities. The firm uses a combination of fundamental, technical, and cyclical analysis, and employs various investment strategies including long-term purchases, short-term purchases, trading, short sales, margin transactions, and option writing.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Rates shown are for equity balanced accounts. Fixed income accounts have a separate schedule starting at 0.75% and dropping to 0.35%. Fees are negotiable.