Robert A. Zock & Co., Inc. is a registered investment advisor that provides investment advice based on a careful assessment of the client’s long-term investment objectives. The firm designs an investment strategy and program consistent with these personal and financial factors. The firm does not engage in short-term trading, purchase options, or enter into short sales or margin transactions.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.75% |
| $2M+ | 0.60% |
Annual fees for investment management accounts established prior to 2008 are made up of the combination of a fee charged to income and a fee charged to principal according to the following schedule: Income Portion: 6% of gross income (other than capital gains). Market Value Portion: 0.5% on an annual basis of the first $500,000 of market value, 0.3% on an annual basis of the next $500,000 of market value, 0.1% on an annual basis in excess of $1,000,000 of market value.