First Investment Corporation (FIC) offers personalized financial planning and investment management services. FIC provides advice on cash flow, college planning, retirement, tax, and estate planning. FIC manages investments based on client goals and objectives, primarily using mutual funds and exchange-traded funds. Advisory representatives are also registered representatives of Calton & Associates, Inc.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $2.0M | 1.45% |
| $2.0M - $3.0M | 1.40% |
| $3M+ | 1.35% |
These fees are for Management of Advisory or Load Waived Mutual Funds, Stocks, and ETFs (Fee Schedule 1). FIC reserves the right to negotiate fees for portfolios in excess of $5,000,000 or based on a client’s specific needs. Fee Schedule 2 (Class A Mutual Funds Shares and Bonds): 1.25% Annually. Fee Schedule 3 (Class C Mutual Funds): 0.50% Annually.