Lyon Capital Management is a registered investment advisor based in Pittsford, New York, offering discretionary and non-discretionary portfolio management services to individuals, high-net-worth individuals, trusts, estates, retirement plans, and small businesses. Founded in 1994, the firm uses a value-contrarian investment strategy, focusing on out-of-favor and undervalued U.S. exchange-listed securities, including individual stocks, bonds, mutual funds, and exchange-traded funds. Lyon Capital Management tailors its portfolios to each client's specific risk tolerance, time horizon, cash flow needs, and tax considerations. The firm also incorporates limited, high-level financial planning reports for existing clients at no extra cost, though it does not prepare comprehensive standalone financial plans. Client assets are held by qualified custodians such as Charles Schwab & Co., Inc.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable. The firm charges a reduced fee of 0.50% for supervisory services without active management.