Richard G. Slater is an independent investment advisory firm based in Sacramento, California, operating as a sole proprietorship owned by Richard G. Slater. The firm provides customized investment management and comprehensive financial planning services primarily to individuals and high net worth individuals. Richard G. Slater focuses on long-term investment strategies, typically constructing portfolios using individual fixed income securities, exchange-traded funds, and occasionally options or other investments to match each client's specific goals, risk tolerance, and financial situation. The firm acts in the client's best interest as a legally required fiduciary. Investment management is conducted on a non-discretionary basis, meaning clients must approve each investment trade before execution. In addition to portfolio management, Richard G. Slater offers financial planning covering areas such as retirement planning, personal savings, education funding, and investment planning. The firm maintains an institutional relationship with Charles Schwab & Co., Inc. to provide custody and execution services for client accounts.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.50% |
| $3.0M - $10.0M | 0.40% |
| $10M+ | 0.40% |
Fees are negotiable at the discretion of the advisor. Fees for accounts over $10,000,000 are negotiable.