MWA Financial Services is a registered investment advisor and broker-dealer that provides financial planning and investment management services to individuals, trusts, high net worth individuals, and businesses. MWA Financial Services offers both adviser-managed accounts and third-party managed accounts, alongside standalone financial planning services charged on an hourly or flat-fee basis. Representatives of MWA Financial Services can also act as registered representatives and insurance agents, offering commission-based products like annuities and mutual funds. The firm uses fundamental and technical analysis to develop recommendations and works primarily with Pershing as a custodian for brokerage accounts. Financial planning services cover areas such as retirement planning, education funding, asset allocation, and insurance needs analysis. The firm does not accept discretionary authority for adviser-managed accounts, requiring client approval prior to executing transactions.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Adviser-managed and third-party managed accounts charge annual fees ranging from 0.25% to 1.50% of assets under management. Fees are negotiable.