Capital Assets Planning (CAP) helps clients define financial goals, analyze their financial situation, and identify strategies to enhance financial security. CAP offers financial planning services on an ongoing basis or through a one-time financial plan. CAP provides portfolio management services through a third-party investment advisor, constructing a plan to aid in the selection of an investment model that matches each client's specific situation. CAP may recommend moving a client’s account from a commission-based account to a fee-based account and vice versa.
Fee Structure
Capital Assets Planning (CAP) provides investment management through a third-party manager. CAP does not directly manage investments. The third-party manager charges a fee based on the value of your account.
CAP offers two fee charts based on when you became a client:
Fee Chart #1 (For clients prior to May 1, 2024, with over $2,000,000 in investable assets):
Fee Chart #2 (All other individuals):