Transition Financial Advisors Group offers discretionary investment management and comprehensive financial planning services for individuals, high net worth individuals, trusts, estates, and retirement plans. The firm provides two primary engagement options: Investment Management, which focuses solely on portfolio management, and Wealth Management, which combines investment management with ongoing financial planning and consulting. Transition Financial Advisors Group allocates assets primarily among no-load or load-waived mutual funds, individual stocks, and bonds. The firm specializes in domestic financial planning as well as cross-border financial planning for clients transitioning between the United States and Canada. Additionally, Transition Financial Advisors Group offers stand-alone financial planning, consulting, and outsourced tax preparation services.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.65% |
| $5.0M - $7.0M | 0.50% |
| $7.0M - $10.0M | 0.40% |
| $10.0M - $15.0M | 0.25% |
| $15M+ | 0.10% |
Rates shown are for U.S.-based clients. Canada-based clients have a separate schedule starting at 1.20% for the first $1M. Fees are negotiable and the firm may charge a lesser fee or flat fee in its sole discretion.