Lewis Financial Management, LLC provides personalized, confidential financial planning and non-discretionary investment advice to individuals, couples, widows, retirees, and small business owners. Founded in 1984, the firm specializes in creating comprehensive financial plans that integrate living expenses, income sources, taxes, investment portfolios, insurance, wills, and trusts. Lewis Financial Management follows a structured financial planning process that includes data gathering, goal setting, identifying financial problems, producing a written financial plan document, implementing recommendations, and providing continuous supervisory and management services. The firm does not maintain discretionary authority over client accounts, meaning clients always make the final decision on investment selections. Investment recommendations typically include mutual funds, real estate investment trusts, and direct participation programs. Additionally, certain principals are registered representatives of a broker-dealer, offering clients the option to implement securities recommendations through that affiliation.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 0.38% |
| $1.5M - $2.5M | 0.20% |
| $2.5M+ | 0.15% |
Applies to clients with a minimum of $2,000,000 in investable assets. Fees are billed quarterly in advance and frozen for the year based on the initial anniversary valuation. Minimum quarterly fee is $1,675.