Werner & Co. RIA, PLLC is a registered investment advisor founded in 2003 by Roger Werner, who has been offering financial planning and investment advisory services since 1990. The firm provides portfolio management services on a non-discretionary basis, meaning Roger Werner makes recommendations, but the client retains ultimate authority over all investment decisions and transactions. Werner & Co. RIA focuses on fundamental analysis and favors no-load mutual funds, exchange-traded funds, stocks, bonds, and index funds, while avoiding margin or leveraged products. Clients are generally encouraged to hold their accounts at Altruist Financial LLC. The firm serves individual investors, businesses, non-profits, and retirement plans.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.75% |
| $500K - $1.0M | 0.60% |
| $1M+ | 0.40% |
Fees are not negotiable, though discounts are offered to select friends, employees, and family.