Berkeley, Inc. is a registered investment advisor founded in 1996, offering personalized investment management and financial planning services. Operating as a registered investment advisor, the firm helps clients with retirement planning, tax strategies, estate planning, cash flow management, and investment portfolio oversight. Berkeley uses a tactical asset allocation strategy, combining passively managed index funds, exchange-traded funds, and selected active investments, tailored to each client's specific goals. The firm serves individuals, trusts, estates, and small businesses, managing accounts primarily through Charles Schwab as the custodian. Berkeley operates independently and does not sell insurance or financial products, focusing entirely on providing objective advice.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.90% |
| $500K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $10.0M | 0.45% |
| $10M+ | 0.35% |
Minimum annual fee is $2,500. Fees may be negotiable.
