Rossi Financial Associates is a registered investment advisor based in Monroeville, Pennsylvania, owned and operated by Paul A. Rossi. The firm primarily offers investment management services, helping clients allocate their portfolios among stocks, bonds, mutual funds, and exchange-traded funds based on individual goals and risk tolerance. Portfolios can be managed on either a discretionary basis, where Rossi Financial Associates makes trades on your behalf, or a non-discretionary basis, where you approve trades first. In addition to investment management, the firm offers standalone financial planning and consulting services covering estate planning and insurance needs, as well as retirement plan consulting for plan sponsors. Rossi Financial Associates often recommends SEI Investments as a custodian and broker-dealer for client accounts. Paul A. Rossi is also a partner in an independent certified public accounting firm, Henry Rossi & Co., LLP, which presents a potential conflict of interest if accounting services are recommended, though clients are under no obligation to use them.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.90% |
| $500K - $750K | 0.80% |
| $750K - $1.0M | 0.70% |
| $1.0M - $2.0M | 0.60% |
| $2M+ | 0.50% |
Fees are negotiable based on criteria such as anticipated future assets, account composition, and complexity.