Securities Brokerage Services provides investment advice, consulting for non-profits, and financial planning services. Financial planning covers areas like estate planning and retirement income. The firm gathers client data to determine financial objectives and provides a plan with recommendations. Investment advice is non-discretionary and tailored to client objectives and risk tolerance.
Assets Under Management$16M
Clients42
Advisors4
Avg. per Client$390K
Avg. per Advisor$4.1M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.75% |
| $2.5M+ | 0.50% |
Fees are negotiable with principal approval. Clients can elect to pay brokerage and other transaction costs or have those costs included in the annual advisory fee for an additional 0.15% per year. New clients pay an annual platform fee, which may be waived with principal approval.
Fee Estimator
Your Portfolio Value
$500K
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Estimated Annual Fee
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