Financial Connection provides investment management services for individuals, trusts, retirement plans, and businesses. They also offer advice on securities and investments without managing them directly. In addition, Financial Connection provides personal financial planning services tailored to each client's situation, goals, and resources. Clients can set restrictions on their investments through an Investment Policy Statement.
Assets Under Management$100K
ClientsN/A
Advisors1
Avg. per ClientN/A
Avg. per Advisor$100K
Fee Structure
Minimum Investment:None
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.00% |
| $500K - $3.0M | 0.75% |
| $3M+ | 0.65% |
These rates apply to Growth Accounts. Income Accounts have lower rates: First $100,000: 0.65%, Next $400,000: 0.50%, Next $2,500,000: 0.35%, Over $3,000,000: 0.25%. The firm reserves the right to negotiate different fee schedules on a selective basis and offers discounts for current financial planning clients.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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