First and Main Financial manages investment portfolios for individuals, making investment decisions based on their goals and risk tolerance. The firm also provides financial planning services, including retirement planning and comprehensive plans covering insurance, estate, college, cash flow, budgeting, home buying, stock options, tax, and alternative investments. First and Main refers clients to specialists for tax, estate planning, mortgages, and insurance advice.
Assets Under Management$170M
Clients122
Advisors3
Avg. per Client$1.4M
Avg. per Advisor$55M
Fee Structure
Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.85% |
| $500K - $1.0M | 0.75% |
| $1.0M - $1.5M | 0.65% |
| $1.5M - $2.0M | 0.55% |
| $2.0M - $2.5M | 0.45% |
| $2.5M+ | 0.35% |
Fees may be negotiable based on the size of the account, the scope and complexity of the services to be performed, and the amount of time a client has been with us.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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