Phase III Advisory Services offers investment management and financial planning services tailored to individual client needs. Services include asset management programs, portfolio monitoring, and financial planning. Phase III uses various tools and strategies to construct portfolios based on client risk tolerance and financial goals. They offer both discretionary and non-discretionary account management. Phase III also provides financial planning services covering areas like retirement, education, and estate planning.
Fee Structure
Phase III Advisory Services offers investment management through several programs: Advisor Managed Portfolios, Unified Managed Account Program, Tactical Allocation Service, and Fund Allocation Service. Fees vary depending on the program and the amount invested.
For Private Management Accounts and UMA Portfolios, the maximum annual fee is:
- 1.90% on the first $249,999
- 1.70% on amounts between $250,000 and $499,999
- 1.45% on amounts between $500,000 and $749,999
- 1.20% on amounts between $750,000 and $1,249,999
- 1.00% on amounts above $1,250,000
For Fund Allocation Service, Tactical Allocation, and Advisor Managed Portfolios, the maximum annual fee is:
- 1.40% on the first $99,999
- 1.15% on amounts between $100,000 and $249,999
- 1.00% on amounts between $250,000 and $499,999
- 0.90% on amounts between $500,000 and $749,999
- 0.80% on amounts between $750,000 and $1,249,999
- 0.75% on amounts above $1,250,000
Fees are negotiable. Accounts valued at less than $100,000 will not participate in a wrap program fee.