ADV Investment Management provides investment management, investment advisement, and financial planning services. ADV prefers to work with clients on a non-discretionary basis, meaning the client must approve all trades. Financial planning services can be focused or comprehensive, covering areas like estate, tax, and retirement planning. ADV does not sell financial products or accept commissions.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.50% |
| $2M+ | 0.40% |
Fees are based upon the assets under management at the beginning of the period (typically a calendar quarter). The fee percentage is stated on an annual basis, but the fee is prorated for the period (based on number of days). The fee is assessed in accordance with the above fee structure, with very limited exceptions negotiated on a case-by-case basis solely at ADV’s discretion. As a result, in these limited cases, similarly situated clients may pay different fees to ADV.