S&F Investment Advisors is a registered investment advisor that has been in business since 1991, managing over $100 million in client assets on a discretionary basis. The firm offers several distinct investment programs tailored to different client goals and asset levels. The Mutual Fund Program uses four model portfolios ranging from conservative to super aggressive. The Separately Managed Accounts program is designed for high net worth individuals using event-driven strategies primarily with listed options. The Income Strategies program focuses on generating returns above short-term U.S. Treasury bills using corporate bonds, preferred stocks, dividend-paying stocks, and options. S&F Investment Advisors conducts fundamental and technical analysis, employing long-term purchases, short-term trading, short sales, and option writing strategies. Principal owner Roger B. Fox also offers accounting services through an affiliated practice.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Schedule represents the Mutual Fund Program. Income Strategies program charges a flat 1.0% fee. Separately Managed Accounts charge 2% annually or a 20% performance fee, whichever is higher.