Brooks Investment Advisory Service manages investment portfolios for individual clients, trusts, and estates to help them reach their long-term financial goals. Founded in 2004 and led by David S. Brooks, the firm focuses on continuous portfolio management using individual stocks, bonds, certificates of deposit, municipal securities, mutual funds, and US government securities. Brooks Investment Advisory Service uses a buy-and-hold investment strategy with low portfolio turnover, meaning securities are typically held for at least one year. Before investing, the firm gathers information about your personal goals and needs to build a custom portfolio, and clients can request specific restrictions on certain investments. The firm has full authority to make trades in your account without asking you first, and all accounts are custodied with Altruist Financial.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K+ | 0.90% |
Fees are negotiable to meet competitive pricing. A minimum annual fee of $1,000 applies to accounts valued at $100,000 or less.