Regency Wealth Management provides wealth management services that combine investment advisory services and financial planning. Regency develops personalized investment portfolios based on each client's risk tolerance, goals, and objectives, investing in individual stocks, bonds, mutual funds, exchange-traded products, and other assets. The firm manages accounts primarily on a discretionary basis, meaning they make trades on your behalf without needing prior approval for each transaction. In addition to investment management, Regency offers written financial plans addressing personal records, cash flow, retirement, investments, and estate planning considerations. The firm typically works with clients who have investible assets in excess of $1 million.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.10% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.35% |
Fees are negotiable in certain circumstances. Minimum annual fee of $11,000 applies.
