Prospect Financial Group provides tailored investment management using mutual funds and exchange traded funds. They may also use separately managed stock accounts. They advise on held-away accounts like 401(k)s. Financial planning services include retirement, education, major purchase, insurance, tax, estate, and debt/cash flow planning. Prospect Financial Group may recommend other professionals for implementation purposes. They also advise small business retirement plans.
Assets Under Management$180M
Clients40
Advisors2
Avg. per Client$4.4M
Avg. per Advisor$88M
Fee Structure
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | Included |
| $1.0M - $2.0M | Included |
| $2.0M - $5.0M | Included |
| $5.0M - $10.0M | Included |
| $10M+ | Included |
For clients with over $1,000,000 in assets under management, there is a base fee plus a percentage of assets over certain thresholds. For clients with less than $1,000,000, investment advisory fees are 1% of assets under management.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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