Peak Investment Solutions, LLC manages investment portfolios and provides financial planning for individuals, high-net-worth individuals, trusts, retirement plans, and businesses. Founded in 1999 and based in Roseville, California, the firm follows a long-term, passive investment strategy rooted in Modern Portfolio Theory. Peak Investment Solutions primarily uses institutional, no-load mutual funds from providers like Dimensional Fund Advisors, Vanguard, and Bridgeway, alongside conservative fixed-income securities. The firm works closely with clients to design customized investment policy statements, continuously monitor asset allocations, and handle portfolio rebalancing. In addition to investment management, Peak Investment Solutions offers consultations on income and estate tax planning, business sale structures, college financial planning, retirement planning, insurance analysis, and personal cash flow. The firm also provides advisory services to participant-directed employee retirement benefit plans. Peak Investment Solutions is owned and managed by Kenneth E. Pope, who also operates an affiliated accounting firm, Kenneth Pope, CPA.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.85% |
| $200K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $20.0M | 0.40% |
| $20M+ | 0.35% |
Fees and minimums may be negotiable under certain circumstances. Family accounts can be combined to calculate the fee.