Traub Capital Management (TCM) offers investment advice and financial planning services. TCM works with individuals, families, retirement plans, and trusts. For investment accounts, TCM aims for strong total returns while managing risk. They tailor portfolios to clients' needs, considering income, risk tolerance, and tax planning. TCM uses quantitative and fundamental analysis for stock selection and uses mutual funds and ETFs to access certain asset classes. On the planning side, TCM assists with college funding, social security claiming, retirement analysis, and detailed financial plans.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
These fees apply to portfolios incorporating individual stocks. For portfolios utilizing mutual funds only, the fees are: 0.70% on the first $1,000,000, 0.50% on the next $1,000,000 to $5,000,000, and 0.30% on amounts over $5,000,000. Fees for larger accounts are negotiable and the minimum fee calculation is sometimes waived.