DW Financial, Inc. offers financial planning, money management, and tax services. Investment management is conducted using no-load mutual funds. Portfolios are tailored to each client's needs, and while restrictions on specific investments are not encouraged, DW Financial, Inc. is responsive to client requests. The firm manages accounts on a discretionary basis.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.95% |
| $100K - $200K | 1.75% |
| $200K - $400K | 1.50% |
| $400K - $600K | 1.25% |
| $600K - $1.0M | 1.00% |
| $1M+ | 0.75% |
For accounts less than $25K, an additional $600 is charged. For accounts less than $50K, an additional $300 is charged. Fees are not negotiable. If an account is closed within 6 months of opening, a fee will be charged totaling what the compensation would have been had the account remained open for two calendar quarters based on the client's account balance on the account termination date.