Waxman Financial offers personalized financial planning and investment management, primarily to high-net-worth individuals and families. They manage investments in accounts like taxable accounts and IRAs, using publicly traded stocks, bonds, and mutual funds. Waxman Financial creates customized portfolios based on client goals and risk tolerance, monitoring performance and rebalancing as needed. They also offer financial planning services covering retirement, estate, tax, debt management, and insurance needs.
Assets Under Management$32M
Clients40
Advisors2
Avg. per Client$790K
Avg. per Advisor$16M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $350K | 1.50% |
| $350K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees are negotiable for assets over $5,000,000. The rate of 0.75% was used for the top tier since it is the last explicitly stated rate.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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