Nelson Securities, operating as Wealth Asset Managers, provides continuous investment management services for individuals, high net worth individuals, families, profit-sharing plans, trusts, estates, and small businesses. Nelson Securities builds portfolios using a foundation of asset allocation, modern portfolio theory, and a long-term view, investing exclusively in exchange-traded funds. The firm's Investment Policy Committee regularly monitors market conditions, reviews allocations, and manages portfolios on a discretionary basis according to each client's specific investment goals, risk tolerance, and financial situation. Nelson Securities does not provide financial planning services. In addition to investment management, the firm has roots as a broker-dealer and offers traditional brokerage services through affiliated registered representatives, though advisory services are kept separate from commission-based activities.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual advisory fees depend on the size and complexity of the client relationship, up to a maximum of 1.00%. Fees are billed monthly in advance and may be negotiable.