The document is a Connecticut supplement for state-regulated investment advisors. It includes certifications and undertakings related to pre-existing clients, settlements with regulatory bodies, pending actions, compensation for client referrals, and transacting investment advisory business absent registration. It does not describe the firm's services, approach, or specialties.
Assets Under Management$730K
Clients5
Advisors1
Avg. per Client$150K
Avg. per Advisor$730K
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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