Prism Capital Management is an independent registered investment advisor located in Columbia, Missouri, owned and operated by John W. Pfenenger II. The firm specializes in managing investment portfolios and providing investment consulting services for individuals and small business owners. Prism Capital focuses on fundamental valuation and prudent risk management, creating diversified portfolios across domestic and foreign stocks and bonds, real estate, commodities, and alternative investments. The firm uses exchange-traded funds, index funds, individual securities, and selective option strategies like covered calls to manage risk and enhance returns. Prism Capital has the authority to make trades without asking clients first, ensuring portfolios remain aligned with agreed-upon strategies.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.5M | 0.80% |
| $2.5M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
All fees are subject to negotiation.