Sawyer Falduto Asset Management manages investment portfolios on a discretionary basis for individuals, high net worth individuals, pension and profit-sharing plans, charitable organizations, and government entities. Sawyer Falduto Asset Management operates primarily through a wrap fee program, where clients pay a single bundled fee that covers investment management, trade execution, custody, and reporting services. The firm allocates assets across individual stocks, bonds, mutual funds, exchange-traded funds, and certificates of deposit based on each client's individual investment objectives. Sawyer Falduto Asset Management does not hold itself out as providing standalone financial planning, estate planning, or insurance planning, though representatives may discuss non-investment topics upon request. The firm is principally owned by Thomas Sawyer and John J. Falduto and is located in Elmhurst, Illinois.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.80% |
The annual program fee is negotiable and will not exceed 0.80%. Fees vary based on factors such as asset composition, account value, and client needs. Certain pension clients may pay a flat monthly retainer up to $1,000.