Spielberger & Brooks is an independent advisory firm managing investment portfolios and offering financial planning for high-net-worth individuals. Spielberger & Brooks focuses on custom portfolio management using a fund-of-funds approach, selecting exchange-traded funds and mutual funds based on historical performance, alongside individual stocks, bonds, options, and structured products. In addition to investment management, Spielberger & Brooks provides retirement planning, tax planning and return reviews in coordination with clients' accountants, estate planning guidance, educational funding strategies, and insurance assistance. Spielberger & Brooks requires a minimum of $250,000 in assets to open an account.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $4.0M | 0.65% |
| $4.0M - $5.0M | 0.50% |
| $5.0M - $6.0M | 0.40% |
| $6.0M - $7.0M | 0.35% |
| $7.0M - $8.0M | 0.30% |
| $8.0M - $9.0M | 0.25% |
| $9M+ | 0.20% |
Fees are subject to negotiation. Financial planning services may be charged a negotiated fee in some instances. Qualified clients may participate in performance-based fees not exceeding 20% of annual profits.