Third Day Capital, INC.

Third Day Capital provides investment management services focusing primarily on short-term trading strategies rather than traditional long-term asset allocation. Utilizing technical analysis, Third Day Capital aims to take advantage of brief price swings in stocks, options, and exchange-traded funds, with holding periods often lasting anywhere from a few hours to a few weeks. Because of this short-term approach, client accounts may frequently hold significant positions in cash or money market funds while waiting for favorable trading conditions. Third Day Capital may also use leverage, margin, and short selling, which can increase market risk and the potential for losses. Additionally, Third Day Capital's investment strategy is generally not tax-efficient and may result in short-term capital gains. Third Day Capital is a sole-proprietor firm operated by William L. Woolard Jr., meaning there is potential risk of disruption or loss in the event of his absence or disability, as there is no formal business succession plan in place. The firm does not offer financial planning services.