401(k) Certified Independent Investment Advisors (401(k) CIIA) provides ongoing portfolio management using technical analysis, specifically the Point & Figure methodology. They create asset allocations based on client goals and market conditions. 401(k) CIIA also offers financial planning services covering investments, insurance, taxes, retirement, and college planning. They primarily serve individuals and pension/profit sharing plans.
Assets Under Management$16M
Clients47
Advisors1
Avg. per Client$340K
Avg. per Advisor$16M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees negotiable above $10,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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