Ballast, Inc. offers investment management services, pension and retirement consulting, participant services, limited engagement for plan participants, and financial planning and consulting services. Ballast creates customized investment portfolios based on client goals, risk tolerance, and financial situations, using mutual funds, ETFs, individual stocks and bonds, and options. Ballast also provides financial planning services, either one-time or hourly, covering various areas of financial need. For a small number of accounts, Ballast may recommend to clients that all or a portion of their portfolio be implemented by utilizing one or more unaffiliated money managers participating Charles Schwab & Co., Inc's Managed Account Marketplace Platform, Envestnet (Program Sponsor) which is a wrapped fee managed account program.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $250K | 1.60% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.15% |
| $5M+ | 1.15% |
Fees negotiable for accounts over $5,000,000.01.