October Wealth Advisors is an independent registered investment advisor founded in 2010 and based in Fort Smith, Arkansas. Led by sole owner David Craig, the firm manages investment portfolios and provides general consulting services to individuals, corporations, trusts, estates, and charitable organizations. October Wealth Advisors builds personalized investment plans based on each client's financial circumstances, goals, and risk tolerance, with a particular specialization in managing fixed-income portfolios for clients seeking reliable income and capital preservation. The firm offers both discretionary management, where they make trades on your behalf without prior consultation, and non-discretionary management, where you must approve trades in advance. Portfolios typically consist of individual stocks, bonds, exchange-traded funds, and mutual funds. October Wealth Advisors custodies client assets primarily through Charles Schwab & Co.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Fees are negotiable at the firm's discretion. The firm currently has one client engaged on a flat fee basis.